Practice & Expertise

MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE MIFID


lecocqassociate regularly advises clients on:

 

  • the incorporation, structuring, restructuring and licensing of entities providing investment services as defined under the MiFID;
  • drafting of investment services agreements and reviewing and advising on service agreements, such as but not limited to, risk management agreements and advisory board agreements;
  • the marketing of investment services and drafting of internal marketing policies to be adopted by the investment service provider; and
  • the classification requirements under the MiFID and assisting on the drafting of internal policies required under the MiFID.

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