Regulatory banking & broker dealing
lecocqassociate regularly advises clients on:
- banking and brokerage operations in Switzerland, Malta, and the United Arab Emirates (the “UAE”) (mainland Dubai and Free Zones with a prime focus on the Dubai International Finance Centre (the “DIFC”));
- formulating applications and approval requests for regulatory licensing of banks and brokerage firms;
- the most appropriate and cost-efficient structuring, restructuring and organisation of financial institutions; and
- all banking regulatory aspects, including but not limited to, drafting of all required internal directives, best practice circulars, internal controls and risk management, banking secrecy and cross-border transactions and solutions.